Areas of Concentration

Business Litigation

Securities Litigation

Government Investigations

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Experience

Mr. Marcucci concentrates his practice on general business litigation, with a focus in securities litigation and the representation of individuals and companies facing government investigations, including those conducted by the Securities and Exchange Commission, NASD (now Financial Industry Regulatory Authority) and the Department of Justice. Mr. Marcucci also has experience conducting internal investigations into alleged fraud and unlawful activities on behalf of large publicly-traded companies as well as smaller, closely-held firms.

Before joining Hanify & King, Mr. Marcucci was an associate at Ropes & Gray LLP.

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Representative Engagements

• Representation of a German manufacturer in a contract dispute with a U.S. broker arising out of our client's acquisition of a Slovakian manufacturer
• Successful representation of a former CEO of a technology company in an action brought by his former employer for fraud and breach of fiduciary duty
• Representation of the owners and investors in a closely-held telecommunications company in breach of fiduciary duty litigation brought by the former minority shareholder and President.
• Internal investigations of alleged insider trading on behalf of a publicly-traded financial services company and of alleged malfeasance by the former CEO of a broker-dealer.
• Representation of an individual in SEC insider trading investigation.
• Secured dismissal of an investment adviser, broker-dealer and portfolio manager in an NASD arbitration alleging the wrongful termination of a securities trader.
• Representation of a mutual fund adviser and distributor in government investigations regarding market timing and associated private litigation.
• Assisted client, who was the majority owner of a broker-dealer, in securing a favorable settlement of a dispute with the former minority owner of the firm.
• Representation of a broker-dealer in a breach of contract action alleging non-delivery of securities.
• Representation of a technology company in government investigations and private class and derivative actions regarding alleged stock-option “backdating.”
• Representation of a hedge fund in federal civil and criminal investigations concerning market timing and so-called “late” trading.

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Education

• Boston College Law School, J.D., summa cum laude 2001
• Harvard University, B.A., magna cum laude 1998

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Bar and Court Admissions

• Commonwealth of Massachusetts (2001)

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Professional Involvement

• Boston Bar Association
• Trustee, Montrose School, Medfield, Massachusetts
• Harvard Varsity Club, Friends of Harvard Baseball

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Honors

• Order of the Coif, Boston College Law School
• Managing Editor, Boston College Law Review

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